Compliance
With Michael Bopp we have a partner who is not only admitted to the Bar in Switzerland, but who also has profound knowledge and experience in the field of compliance. During his professional career, he has dealt with various specific challenges in the field of compliance, both as an in-house counsel to the compliance departement of a major Swiss bank as well as as an external compliance consultant. In the field of compliance, we are therefore able to provide crecible advise and support with the necessary practical relevance in all branches and industries.
Thanks to our wide-ranging legal expertise, we can also advise and support you in complex matters that involve neighboring legal fields, such as (corporate) criminal law, internal and regulatory investigations or regulatory proceedings.
How can we be of assistance to you? We offer the following services:
In general
- Draft and implementation of Compliance-Programs
- Building Compliance-Structures and Compliance-Documentation
- Conducting Compliance-Reviews (both general and specific examinations)
- In-house Desk-Reviews
- Compliance-Mandates as Outsourcing-Solutions
- Draft and implementation of Training Programs
- Training employees of companies
- Conducting or assisting in Internal Investigations
Additional services for financial service providers
- Prevention of Money Laundering and Terrorism Financing
- Preparation for Regulatory Audits
- Compliance-Analysis of Customer Relationships
- Compliance-Analysis of specific Transactions or Patterns of Transactions
- Risk- and Compliance-Management for Asset Managers of Collective Investment Schemes